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Layers of Protection Analysis
17 Layer of Protection Analysis (LOPA)
One method used to determine the tolerable risk is the Layer Of Protection Analysis (LOPA), the Risk Tolerance Step
shown in Section V. A LOPA is a simplified method of risk analysis that provides the middle ground between a qualitative
process hazard analysis and a traditional, expensive quantitative risk analysis. The approach analyzes one incident
scenario (cause-consequence pair) at a time, using simplifying rules to evaluate initiating event frequency, independent
layers of protection failure probabilities, and consequence severity to provide an order-of-magnitude estimate of risk that
may be compared to a company’s tolerable risk criteria. The primary purpose of LOPA is to determine if there are sufficient
layers of protection against an incident scenario. LOPA can be useful in the process development, process design,
operational, maintenance, modification and decommissioning life cycle phases.
LOPA builds on qualitative hazard evaluations (such as HAZOP or scenarios gathered from any source, such as
historical performance or incident investigation) for identification of scenarios. By analyzing selected scenarios in detail,
effective application of LOPA can determine whether the risk posed by each analyzed scenario has been reduced to be
within a tolerable risk range. However, if the analyst or team can make a reasonable risk decision using only qualitative
methods, then LOPA may not be warranted (see Section 9.5). Qualitative hazard evaluation methods (such as HAZOP)
are intended to identify a comprehensive set of incident scenarios and qualitatively analyze those scenarios for the
adequacy of safeguards using engineering judgement. This approach is satisfactory for most scenarios. By contrast, LOPA
might be used to analyze 10 to 30% of the incident scenarios, and Chemical Process Quantitative Risk Analysis (CPQRA)
might be employed to study only 1% of the scenarios in detail. An exception to this is for a facility in a locality or country
that requires a QRA.
LOPA assumes all events and protective layers are independent such that frequencies and probabilities are multiplied
to obtain an overall frequency which is compared to a Tolerable Frequency to determine if sufficient protective layers are
present. Order of magnitude categories for the Initiating Event frequency, Consequence Severity (tolerable frequency), and
Probability of Failure on Demand for protective layers are typically used.
17.1 Section Objectives
The following objectives are covered in this section:
• Steps in performing a Layers of Protection Analysis
• LOPA Simplifying Assumptions
• Criteria for Enabling Condition/Conditional Modifiers and Independent Protective Layers
• Determine Scenario Frequency
• Documentation of analysis results
17.2 Steps in Performing Layers of Protection Analysis
Figure 17-1 shows the steps for performing a LOPA. The steps are shown as a circle. The process continues as each
scenario of concern is analyzed, and because the LOPA may need to be updated as part of the management of change
program, or as the initial scenario identification method is revalidated.
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